Buckingham Global Advisors, LLC Need help with terms? United States Type: Commodity Trading Advisor (CTA) Registrations: NFA ID: 0487899 Program Past 12 Months Oct YTD CAROR WDD AUM Min Inv Visits All Seasons Program (ASP) -1.37 8.77 -8.05 $ 500k 6232 Metis Tactical ES (MTE) 3.98 9.20 8.87 -10.90 $ 12.7M $ 400k 4974 Small Emini Program 0.94 11.37 - -2.54 $ 10.5M $ 60k 1802 Weekly Emini Program 1.13 11.08 15.99 -6.28 $ 36.2M $ 200k 16591 Past performance is not necessarily indicative of future results. The risk of loss in trading commodity futures, options, and foreign exchange ("forex") is substantial. CTA Introduction Buckingham Global Advisor is a Commodity Trading Advisors (CTA), registered with the National Futures Association (NFA) and Commodity Futures and Trading Commission (CFTC). • Charles Dai, the principal of the CTA, started trading client accounts in March 2015. The principal has over 10 years of derivative trading experience, working for major investment bank’s proprietary trading desk and asset management firm. The principal holds an MBA degree from the University of Chicago Booth School of Business, concentrated on analytic finance. • Weiqin Dong, Portfolio Manager, was a partner and major investment decision maker at Stux Capital Management LLC from 2008-2014, managing money for CALpers. Weiqin also worked for GE Capital as a senior risk manager. Weiqin holds an MBA from the University of Chicago Booth School of business and a bachelor degree from the University of Science and Technology of China. Weiqin was awarded Beta Gamma Sigma award, the highest award for business students. Weiqin is also a CFA holder.