Cauldron Investments, LLC Need help with terms? United States Type: Commodity Trading Advisor (CTA) Registrations: NFA ID: 0443179 Program Past 12 Months Dec 2019 CAROR WDD AUM Min Inv Visits Cauldron Systematic 2.60 11.73 12.52 -7.18 $ 24.9M $ 500k 4598 Dynamic Market Opportunity - -0.94 $ 250k 5916 Stock Index Plus 11.36 -11.83 $ 1,000k 17008 Past performance is not necessarily indicative of future results. The risk of loss in trading commodity futures, options, and foreign exchange ("forex") is substantial. CTA Introduction Cauldron Investment Co., LLC (Cauldron) is a CTA specialized in S&P 500 index futures and futures options trading. The goal of its investment program, the Stock Index Plus Program, is to provide a superior alternative to allocating capital assets in equity markets, with higher returns and lower volatility. Albert L Hu, the principal of Cauldron, is a 25 year veteran of the CTA industry. Cauldron was formed to take investments from QEP only.