Diamond Capital Management Need help with terms? United States Type: Commodity Trading Advisor (CTA) Registrations: NFA ID: 0323917 Program Past 12 Months Dec 2019 CAROR WDD AUM Min Inv Visits Enhanced S&P Program 3.16 8.32 11.46 -12.65 $ 13.0M $ 100k 30524 Enhanced S&P Program - proprietary 19.01 -10.52 $ 150k 9707 Options Program 6.77 -21.08 $ 100k 6396 Stock Index Options 8.84 -24.40 $ 100k 5824 Past performance is not necessarily indicative of future results. The risk of loss in trading commodity futures, options, and foreign exchange ("forex") is substantial. CTA Introduction Diamond Capital Management, LLC (DCM), a Wisconsin limited liability company, became registered with the Commodity Futures Trading Commission (“CFTC”) as a Commodity Trading Advisor (“CTA”) on November 12, 2002. Diamond became a member of the National Futures Association (“NFA”) on November 15, 2002. The Advisor’s principal office is located at W252N4915 Aberdeen Drive, Pewaukee, Wisconsin 53072. The principals of DCM are M. Kelly Farrell, Alan Hu and Albert L. Hu.