HPX Financial LLC Need help with terms? United States Type: Commodity Trading Advisor (CTA) Registrations: NFA ID: 0453218 Program Past 12 Months Dec 2019 CAROR WDD AUM Min Inv Visits HPX Ag Program 8.58 -4.92 $ 100k 11180 HPX Old School Program -0.03 -0.46 40.47 -17.27 $ 9.3M $ 200k 25745 Past performance is not necessarily indicative of future results. The risk of loss in trading commodity futures, options, and foreign exchange ("forex") is substantial. CTA Introduction HPX Financial, LLC (the “Advisor”), an Illinois limited liability company, is registered with the Commodity Futures Trading Commission (“CFTC”) as a commodity trading advisor (“CTA”), and is a member of the National Futures Association (“NFA”). The Advisor’s main business address and other contact information are set forth on the cover page of this disclosure document (the “Document”). The Advisor is wholly owned and managed by Harvey Paffenroth, an experienced trader of agricultural commodities. Mr. Paffenroth has developed and refined two managed futures programs (each, a “Program” and collectively, the “Programs”) that are now offered to clients by the Advisor. These Programs are described in the section captioned “Trading Programs” below. As the Advisor’s sole principal and managing member, Mr. Paffenroth is solely responsible for managing all aspects of the Advisor’s operations, including its trading decisions. Mr. Paffenroth was raised in upstate New York and holds a BBA from Pace University (1970). He resides in Lake Forest, Illinois with his wife of 25 years. They enjoy traveling and spending time with their two children.