Northern Capital Partners, LLC Need help with terms? United States Type: Commodity Trading Advisor (CTA) Registrations: NFA ID: 0515654 Program Past 12 Months Oct YTD CAROR WDD AUM Min Inv Visits Spread Program (Proprietary) 5.95 19.25 25.10 -4.53 $ 1.0M $ 500k 734 Past performance is not necessarily indicative of future results. The risk of loss in trading commodity futures, options, and foreign exchange ("forex") is substantial. CTA Introduction The Northern Capital Spread Program employs a risk parity strategy in the execution of the mean reversion models. Risk is managed based on a mean-variance approach designed to balance volatility across all assets held in a client portfolio. The program is systematic and is focused on producing absolute returns specific to the requirements and risk tolerance of the individual client. Steven A. Lamb is the sole principal of Northern Capital Partners, LLC. He was registered with the CFTC and NASD in November 1980. Mr. Lamb has managed proprietary funds for Credit Suisse and individual investors. He has served as a Pension Consultant for TIAA-CREF and as a Vice President/External Wholesaler for Prudential Investments.