NuWave Investment Management, LLC Need help with terms? United States Type: Commodity Pool Operator (CPO)Commodity Trading Advisor (CTA) Registrations: NFA ID: 0374383SEC ID: 801-70310 Program Past 12 Months May YTD CAROR WDD AUM Min Inv Visits Combined Futures Portfolio N/A 5.86 -42.09 $ 5,000k 19188 Commodity Value Portfolio 0.04 2.60 4.09 -5.16 $ 67.5M $ 2,000k 11233 Electronic Futures N/A 1.73 -8.05 $ 1,000k 4945 NuWave Commodity Directional Portfolio 3.26 15.68 - -2.08 $ 11.7M $ 2,000k 450 NuWave Investment Partners LP 1.59 15.09 6.27 -44.48 $ 29.0M $ 250k 17493 NuWave Matrix Portfolio N/A -3.10 -38.42 $ 3,000k 6914 NuWave Stock Index Futures Portfolio N/A 4.18 -43.42 $ 2,000k 3141 Short-Term Futures Portfolio -0.91 0.08 3.19 -4.24 $ 78.4M $ 2,000k 6988 Past performance is not necessarily indicative of future results. The risk of loss in trading commodity futures, options, and foreign exchange ("forex") is substantial. Portfolio ManagerTroy Buckner CTA Introduction Since its inception in 2000, NuWave Investment Management has combined ingenuity, insightful research and cutting-edge technology to successfully navigate the complexities of global investing. Our unique multi-strategy approach to investing in many of the world’s most liquid financial and commodities markets offers investors the potential to achieve risk-adjusted returns (with commensurate risk) in a variety of market environments, while also providing diversification and non-correlation benefits relative to both traditional investments and other hedge fund strategies. NuWave blends cutting-edge technology with investment theory predicated on the behavioral tendencies of market participants. Long a pioneer in the application of artificial intelligence and machine learning to financial modeling, NuWave develops models which identify the dominant directional price opportunity for a given market or security. The majority of our strategies pursue both long and short opportunities equally, and all NuWave portfolios are actively managed. In the last decade, significant advances in computing power and the development of increasingly sophisticated AI modeling concepts have continued to shape NuWave’s systematic approach to trading.