NovoDyn Advisors, LLC (NFA ID: 435960) is a Texas limited liability company formed in 2011 and became a member of the National Futures Association (“NFA”) in December 2011. It registered with the United States Commodity Futures Trading Commission (“CFTC”) as a Commodity Pool Operator (“CPO”) in November, 2011 and as a Commodity Trading Advisor (“CTA”) in April 2013. Having never accepted commodity pool subscriptions, the firm withdrew as a CPO in May 2013. The firm has been registered with the State of Texas as an investment adviser since January 2011. Additional information on NovoDyn is available at the SEC’s website at www.adviserinfo.sec.gov. The searchable IARD/CRD number for NovoDyn Advisors, LLC is 156451.
Since its inception, NovoDyn’s primary business is the management of automated trading systems created by third parties such as NovoDyn Capital Corp.
There have been no material administrative, civil, or criminal actions, whether pending, on appeal or
concluded, against Advisors’ principals, within the five years preceding September 19, 2013 or at any other time.